EXANTE provides an opportunity for both authorized and unauthorized traders to trade on the accounts of their clients.
Who is an authorized trader?
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Licensed Asset Management Firm |
Unlicensed Asset Manager / Individual |
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Overview |
A company that is regulated, licensed, authorized to manage underlying client's money in their investment accounts. Licensed Asset Management Firm can manage unlimited number of accounts. |
Person with knowledge and experience in financial markets) but does not hold a license or holds a license which does not regulate full asset management. An Individual or a Company without a specific license/authorization can manage up to 10 accounts. |
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Example |
An Asset Management Firm authorized and regulated by the FCA in the UK. |
An Individual offering advisory services to “Friends and Family”, or a Company with no relevant certification or a certification to act as an investment adviser or similar services (example: BVI, Panama). |
Want to learn more? Feel free to contact your account manager!